NUVEEN FLOATING RATE INCOME FUND JFR

Why insider trading matters?

Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.

- Peter Lynch

NUVEEN FLOATING RATE INCOME FUND (JFR)

Sector: Financial Services; Industry: Asset Management

Nuveen Floating Rate Income Fund is a close ended fixed income mutual fund launched by Nuveen Investments, Inc. It is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. The fund invests in fixed income markets of the United States.

Trade Date	Insider	Title	Buy/Sell	#Shares	Price	Value	Option
2021-04-29	Saba Capital Management, L.P.	10%-Owner	Sell	9,317	$9.51	$88,605	No
2021-04-28	Saba Capital Management, L.P.	10%-Owner	Sell	201,467	$9.56	$1,926,025	No
2021-04-26	Saba Capital Management, L.P.	10%-Owner	Sell	102,446	$9.57	$980,408	No
2021-04-22	Saba Capital Management, L.P.	10%-Owner	Sell	25,075	$9.59	$240,464	No
2021-04-15	Saba Capital Management, L.P.	10%-Owner	Sell	87,152	$9.64	$840,488	No
2021-04-13	Saba Capital Management, L.P.	10%-Owner	Sell	186,239	$9.70	$1,807,062	No
2021-04-09	Saba Capital Management, L.P.	10%-Owner	Sell	357,027	$9.75	$3,482,304	No
2021-03-08	Caraher Scott C.	Portfolio Manager	Buy	7,000	$9.42	$65,974	No
2021-03-01	Caraher Scott C.	Portfolio Manager	Buy	9,000	$8.81	$79,294	No
2020-11-09	KNIGHTS OF COLUMBUS	10%-Owner	Sell	37,091,000	$100.00	$3,709,100,000	No
2020-10-02	Saba Capital Management, L.P.	10%-Owner	Buy	3,600	$8.33	$29,988	No
2020-09-30	Saba Capital Management, L.P.	10%-Owner	Buy	54,729	$8.34	$456,440	No
2020-09-29	Saba Capital Management, L.P.	10%-Owner	Buy	375,793	$8.30	$3,119,082	No
2020-09-25	Saba Capital Management, L.P.	10%-Owner	Buy	198,879	$8.28	$1,646,532	No
2020-09-23	Saba Capital Management, L.P.	10%-Owner	Buy	301,369	$8.34	$2,514,240	No
2020-06-11	MOSCHNER ALBIN F	Trustee	Buy	3,000	$7.87	$23,610	No
2018-11-27	SCHNEIDER WILLIAM J	other	Sell	35,775	$9.64	$344,878	No
2018-10-03	Caraher Scott C.	Portfolio Manager	Buy	2,000	$10.43	$20,861	No
2018-01-22	SCHNEIDER WILLIAM J	other	Buy	35,775	$11.18	$400,133	No
2017-04-06	Nuveen Fund Advisors, LLC	other	Sell	7,000	$11.40	$79,800	No
2017-04-06	MOSCHNER ALBIN F	Trustee	Buy	200	$11.40	$2,280	No
2017-03-21	Jones Nathaniel T.	Vice President and Treasurer	Buy	750	$11.31	$8,482	No
2017-03-21	LAMB DAVID J	Vice President	Buy	4,000	$11.30	$45,200	No
2017-02-14	MOSCHNER ALBIN F	Trustee	Buy	25,000	$12.02	$300,500	No
2015-12-17	EVANS JACK	other	Sell	1,600	$9.67	$15,474	No
2013-06-17	Caraher Scott C.	Portfolio Manager	Buy	4,000	$12.21	$48,856	No
2011-10-20	SCHNEIDER WILLIAM J	other	Sell	25,300	$10.27	$259,831	No
2010-05-04	SCHNEIDER WILLIAM J	other	Buy	25,300	$11.90	$301,070	No
2007-08-16	SCHWERTFEGER TIMOTHY R	Chairman and Trustee	Buy	18,000	$11.50	$207,000	No
2005-12-20	EVANS JACK	Trustee	Buy	1,600	$12.32	$19,720	No

Insider Smart

Planet Fitness, Inc (PLNT) - Our position in PLNT is also inspired by insider trading, if insiders are comfortable and confident buying around $50, it is an easy hold if you can pick it up at an even lower price. Our avg cost of the position is ~$40 and is now with 50% profit.

Insider Smart

Edesa Biotech, Inc. (EDSA) - President and CEO bought shares of EDSA in late May around $3, two weeks after their purchase, the stock jump to $9, very well timed buy.