Top Funds / CAXTON CORP


Andrew Law

2021Q1 Portfolio

SEC 13F Filing

Position #Shares $Value % # vs. 2020Q4 $ vs. 2020Q4
Molecular Templates, Inc. 2,122,991 $26,792,000 17.40% No Change +$6,857,000
Strongbridge Biopharma plc USD 8,083,442 $22,310,000 14.49% -6,000 +$2,653,000
Cardiff Oncology, Inc. 2,114,840 $19,583,000 12.72% No Change -$18,463,000
Savara Inc 5,752,215 $11,965,000 7.77% New +$11,965,000
SCYNEXIS INC 1,407,886 $11,179,000 7.26% -66,484 -$100,000
Kala Pharmaceuticals, Inc. 1,430,021 $9,638,000 6.26% +287,661 +$1,893,000
Sierra Oncology, Inc. 443,959 $7,649,000 4.97% -200,000 -$2,674,000
CTI BIOPHARMA CORP 2,514,647 $7,318,000 4.75% New +$7,318,000
SPDR GOLD TRUST GOLD 40,820 $6,530,000 4.24% -341 -$811,000
REZOLUTE INC 424,243 $2,995,000 1.95% No Change -$2,092,000
ADDEX THERAPEUTICS LTD SPONSORED ADS 265,940 $2,792,000 1.81% No Change -$772,000
LUX HEALTH TECH ACQUISITION CL A 200,000 $2,054,000 1.33% New +$2,054,000
ARES ACQUISITION CORPORATION UNIT 99/99/9999 142,000 $1,420,000 0.92% New +$1,420,000
AJAX I 108,074 $1,109,000 0.72% -141,926 -$1,994,000
MARQUEE RAINE ACQUISITION CO CL A 105,500 $1,042,000 0.68% New +$1,042,000
IVERIC bio, Inc. 147,366 $911,000 0.59% +12,385 -$22,000
HUMANCO ACQUISITION CORP UNIT 12/08/2023 85,500 $902,000 0.59% No Change -$40,000
Eiger BioPharmaceuticals, Inc. 94,083 $833,000 0.54% +15,035 -$139,000
BRIDGETOWN HOLDINGS LTD CL A 62,688 $680,000 0.44% -10,000 -$445,000
FRAZIER LIFESCIENCES ACQU CO CL A 64,000 $637,000 0.41% New +$637,000
Portman Ridge Finance Corp 293,144 $633,000 0.41% -5,944 +$62,000
SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 62,000 $616,000 0.40% New +$616,000
SCION TECH GROWTH I UNIT 12/17/2025 58,500 $588,000 0.38% No Change -$16,000
ONCOSEC MEDICAL Inc 115,866 $553,000 0.36% New +$553,000
Walt Disney Co 2,544 $469,000 0.30% +674 +$130,000